Best Practices During a Regulatory Inspection

How a facility interacts with an inspector can influence the tone and efficiency of an inspection. Professional behavior, clear communication, and proper preparation help ensure the inspection proceeds smoothly and stays focused on compliance.

What to Do During an Inspection

  1. Be well dressed, groomed, and presentable.
  2. Maintain a respectful, polite, and professional demeanor at all times.
  3. Cooperate fully with the inspector.
  4. Provide honest and accurate responses.
  5. Answer only questions you are qualified to answer.
  6. Respond only to what is asked, without adding extra information.
  7. Demonstrate confidence and knowledge without overexplaining.
  8. Accompany the inspector at all times while on site.
  9. Keep required records organized in a central location.
  10. Limit access to records that fall within the scope of the inspection.
  11. Ask for clarification when instructions or questions are unclear.
  12. Provide only the specific records requested.
  13. Present one record at a time.
  14. Take detailed notes throughout the inspection.
  15. When possible, correct issues immediately as they are identified.

What to Avoid During an Inspection

  1. Arguing with or challenging the inspector.
  2. Trying to demonstrate how much you know.
  3. Telling the inspector they are wrong or unreasonable.
  4. Undermining the inspector’s authority or credibility.
  5. Acting defensive, intimidated, or confrontational.
  6. Correcting colleagues in front of the inspector.
  7. Attempting to control, distract, or redirect the inspection.
  8. Engaging in unnecessary small talk or jokes.
  9. Hesitating, fumbling, or appearing unsure in responses.
  10. Volunteering information that was not requested.
  11. Allowing the inspector to move through the facility unaccompanied.
  12. Providing access to records outside the inspection scope, such as financial, personnel, sales, or proprietary formulation records.
  13. Using vague language such as “usually,” “generally,” or “normally.”
  14. Guessing or providing approximate answers.
  15. Denying issues that are clearly observable.
  16. Whispering or speaking in a language the inspector does not understand.
  17. Attempting to hide, delay, or withhold documents.
  18. Offering gifts, food, or free samples to the inspector.

Key Takeaway

Regulatory inspections are not adversarial by design. Professional conduct, clear boundaries, and accurate communication help protect the facility while demonstrating a commitment to food safet

Author

  • Dr. Courtney Simons is a food science professor. He holds a Bachelor of Science in Food Science and a Ph.D. in Cereal Science from North Dakota State University.

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